Search for: "Bruce Dodd" Results 1 - 20 of 106
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12 Mar 2012, 2:47 am by admin
The Dodd-Frank Wall Street Reform and Consumer Protection Act calls for rules by July to implement the Volcker rule restrictions, but that looks doubtful, Bernanke said in Feb. 29 testimony before the House Financial Services Committee. [read post]
5 Apr 2013, 1:53 am by Kevin LaCroix
Bruce, Michael and Christina’s guest post follows:   The Dodd-Frank say-on-pay strike suits, if not yet dead, are close. [read post]
2 Nov 2010, 1:59 am by Kevin LaCroix
Bruce Carton previously discussed many of these same concerns on his Securities Docket blog, here. [read post]
31 Oct 2012, 1:48 am by Kevin LaCroix
 Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am by Kevin LaCroix
 Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am by Kevin LaCroix
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010.  [read post]
31 Oct 2012, 1:48 am by Kevin LaCroix
 Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
12 Nov 2010, 9:24 am by Kara OBrien
  Dodd-Frank says the SEC has jurisdiction as long as the conduct or effects test is satisfied. [read post]
10 Apr 2014, 6:26 am by Nicholas B. Lewis
As Bruce Karpati, the former chief of the Asset Management Unit, explained in a speech back in 2012, former industry participants “know where the bodies are buried — and understand how they got there. [read post]
20 Jun 2018, 6:30 am by John Jascob
Christopher Giancarlo and Chief Economist Bruce Tuckman discussed the agency’s plans for continued swaps reform, including in the areas of swaps clearing, reporting, execution, capital requirements, and end user exceptions. [read post]
9 Aug 2013, 4:37 am by Broc Romanek
A member sent in this Bruce Springstone video - and one of my favorite DC art shows is one where artists use marshmellow Peeps to create dioramas. [read post]
18 May 2016, 9:56 am by Doug Cornelius
Prior, when Bruce was at the SEC he interviewed Igor and hired him to join the SEC. [read post]